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Event Details
AFSL Executive Workshop
High Impact Training for Financial Services Executives On-The-Go.
If you are an AFS license holder, you must ensure that your responsible managers and representatives receive ongoing training.
Our interactive, “on-the-go” workshops are designed to keep you up-to-date with the latest industry changes and fast-track the practical development of new knowledge and skills.
This workshop also looks at the UN Principles for Responsible Investment (UNPRI) and the increasing focus by institutional investors on environmental, social and governance issues involved in responsible investment.
Learning Outcomes
Training is delivered in an interactive workshop environment providing you with:
- a simple framework for understanding all your AFSL obligations; and
- practical guidance on how to make compliance a “benefit” rather than a “cost” for your business
What will we cover?
- Financial Services – your obligations in a “nutshell”
- Responsible Managers – roles & responsibilities
- Developing a compliance culture that works
- The new international risk management standard
- UNPRI – market trends
- Linking risk management and compliance
- Adequacy of operational resources
- Specific issues for managed investment schemes
- AML/CTF – the hidden dangers
- Governance, risk & compliance – a sword or a shield?
When & Where
Chartered Secretaries Australia
Level 10
5 Hunter Street
Sydney,
New South Wales 2000
Australia
Tuesday, March 13, 2012 from 8:00 AM to 11:00 AM (GMT+1000)
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Hosted By
CompliSpace Pty Ltd
CompliSpace is a leading provider of GRC programs and services throughout Australia.
Our cost effective, technology-enabled solutions combined with our skills in organisational content integration provide a platform for GRC to come to life in the complex school environment.
CompliSpace’s comprehensive range of solutions will help your school to address these challenges and, at the same time, turn your governance, risk and compliance capabilities into an asset.
